Loop invariants
Quirin Schroll
qs.il.paperinik at gmail.com
Fri Sep 27 18:10:13 UTC 2024
In spirit of [this issue
comment](https://issues.dlang.org/show_bug.cgi?id=9300#c4), but
here with better syntax.
We could use the `invariant` keyword for loop invariants. Of
course, loop invariants can be specified already, so they’d fall
into a similar category as scope guards: They make it easy to
convey intent and get things right without thinking too much. And
in fact, doing loop invariants by hand is a lot harder than doing
scope guards by hand, one reason is that doing invariants by hand
uses a scope guard.
As with any form of assertion, loop invariants can help
programmers find errors in the implementation or their reasoning.
Loop invariants are very aggressive and must hold on more spots
than most people expect (including myself before writing this).
If you open a textbook or [the Wikipedia page on *Loop
invariant*](https://en.wikipedia.org/wiki/Loop_invariant), it’ll
tell you: A loop invariant must hold before the loop runs, at the
beginning of the loop, at the end of the loop, and after the loop.
I interpret “at the end of the loop” as exiting the loop by any
means other than throwing an exception. (Detailed reasoning at
the end of the post.)
The basic idea is that after the loop header, allow for
`invariant(AssertArguments)` or `invariant{ Statements }`, where
(as with aggregate `invariant`) the syntax
`invariant(AssertArguments)` is a shorthand for `invariant{
assert(AssertArguments); }`.
D has 4 kinds of loops:
* `do`―`while` loops
* `while` loops
* `for` loops
* `foreach` loops (includes `foreach_reverse`)
Each of these has to be considered individually. I ordered them
by my personal perceived complexity of adding invariants to them.
Any `assert` statements in loop invariants are emitted if and
only if the compiler option `-check=invariant` is active,
independent of `-check=assert`.
In the following, if it says that an expression is “sufficiently
pure” it means that the function derived from the expression as
follows compiles:
Replace the `Expression` by an immediately invoked lambda
`((Parameters) pure => Expression)(Arguments)` where `Arguments`
is the list of all referenced mutable variables (including
globals) and `Parameters` is the same list as `Arguments`, just
with every parameter prefixed `const ref`. For example: `i < n`
is transformed to `((const ref i, const ref n) pure => i < n)(i,
n)`.
Note that this is not equivalent to just casting every mutable
variable to `const` inside a `pure` immediately invoked lambda,
i.e. `(() pure => ExpressionwithConst)()` because accessing
globals is expressly allowed. It is purely about the lack of
side-effects and mutation. Merely reading a mutable global is
fine.
### The `do`―`while` loop
This loop is the easiest case, and it is already hard.
Example with proposed syntax:
```d
int x = 10;
do invariant{ assert(x >= 0, "optional message") }
{
// loop body
}
while (x > 0);
```
Example without proposed syntax:
```d
int x = 10;
do
{
{ assert(x >= 0, "optional message"); }
scope(success) { assert(x >= 0, "optional message"); }
// loop body
}
while (x > 0);
{ assert(x >= 0, "optional message"); } // not needed if the loop
condition is sufficiently pure
```
The invariant check after `do` can be moved before `do` if the
loop condition is sufficiently pure.
### The `while` loop
Example with proposed syntax:
```d
int x = 10;
while (x > 0) invariant(x >= 0)
{
// loop body
}
```
Example without proposed syntax:
```d
int x = 10;
assert(x >= 0);
while (x > 0)
{
assert(x >= 0);
scope(success) assert(x >= 0);
// loop body
}
assert(x >= 0); // not needed if the loop condition is
sufficiently pure
```
However, when a variable is declared in the loop condition and
that variable is referred to by the invariant, the two `assert`
expressions before and after the loop are not well-formed.
In those, consider the assert condition a tree of `&&` and `||`
and replace nodes that reference the loop variable by `true` if
the parent node is `&&` or the `assert`, and `false` if the
parent node is `||`. If the message references the loop variable,
remove the message.
If the invariant uses block syntax and the loop variable is
referenced outside `assert`, the whole `invariant` is ignored
(i.e. vacuously true).
Example with proposed syntax:
```d
int m = 0;
while (int x = init()) invariant(x >= m && m > 0)
{
// loop body
}
int n = 0;
while (int x = init()) invariant(x >= n)
{
// loop body
}
```
Example without proposed syntax:
```d
int m = 0;
assert(true && m > 0);
while (int x = init())
{
assert(x >= m && m > 0);
scope(success) assert(x >= m && m > 0);
// loop body
}
assert(true && m > 0); // not needed if the loop condition is
sufficiently pure
int n = 0;
// assert(true); // need not be emitted
while (int x = init())
{
assert(x >= n);
scope(success) assert(x >= n);
// loop body
}
// assert(true); // need not be emitted
```
### The `for` loop
Example with proposed syntax:
```d
for (int i = 0, n = 10; i < n; ++i)
invariant(i <= n && n > 0)
{
// loop body
}
```
Example without proposed syntax:
```d
{
int i = 0, n = 10;
assert(i <= n && n > 0);
for (; i < n; ++i)
{
assert(i <= n && n > 0);
scope(success) assert(i <= n && n > 0);
// loop body
}
assert(i <= n && n > 0); // MUST BE EMITTED EVEN IF condition is
sufficiently pure
}
```
In the `for` loop, no replacement is needed. The variables
declared in the initialization part can be moved before the
check, so they are accessible after the loop ends. A replacement
like in the `while` loop would be needed if the condition of a
`for` loop could declare a variable as well, but as of now, it
can’t.
Another difference is that the `assert` after the loop must be
emitted even if the loop condition is sufficiently pure. Only if
the if the loop condition is sufficiently pure _and_ the
increment is sufficiently pure (which is rare in practice), it
can be omitted. That is because the `scope(success)` runs before
the increment.
### The `foreach` loop
Normally, a `foreach` loop is lowered to a `for` loop.
This lowering cannot be used for the handling of invariants as
the invariant would be tested before the `foreach` variable is
set.
The invariant lowering must happen before the lowering of
`foreach` to a `for` loop.
Example with proposed syntax:
```d
foreach (x; xs)
invariant(x >= 0 && xs.length > 0)
{
// loop body
}
```
Example without proposed syntax:
```d
assert(true && xs.length > 0);
foreach (x; xs)
{
assert(x >= 0 && xs.length > 0);
scope(success) assert(x >= 0 && xs.length > 0);
// loop body
}
assert(true && xs.length > 0); // May be omitted (see below)
```
As with a `while` loop, before and after the loop, uses of the
loop variable in the invariant are replaced by `true` or `false`,
and if the `invariant` uses a block that references the loop
variable outside an `assert`, the whole `invariant` is ignored.
The omission of the `assert` after the loop depends on what the
`foreach` runs over.
* It can be omitted if the `foreach` runs over a built-in array
or slice type, as the generated increment (of the index) is pure
and the condition has no access to the index.
* It can be omitted if the `foreach` runs over a built-in
associative array as the compiler can assume the code between the
last iteration and the end of `_aaApply` is pure and the
condition has no access to the iteration state.
* It can be omitted if the aggregate is a range and the
`popFront` call is sufficiently pure. In practice, it basically
never is, as it modifies the range, but some trivial infinite
ranges may actually have a sufficiently pure `popFront`. It can
also be omitted if `popFront` is `pure` and the condition has no
access to the range (which is in general hard to determine).
* It can be omitted if the aggregate uses `opApply` and that is
sufficiently pure (it rarely is, as it requires passing a
strongly `pure` delegate that is additionally `const` or
`immutable` – actually that, not with the current buggy
implementation) or the assert condition is sufficiently pure and
has no access to the range (which is in general hard to
determine).
(I might be wrong on these conditions.)
---
In general, it is rather clear what it means that the invariant
must hold before the loop, at the start of the loop and after the
loop. The only piece of contention is what exactly “at the end of
the loop” means. Of course, it includes that control reaches the
end of the loop, but a loop can be exited in other ways: `break`
is one, `goto` with a label outside the loop is one, and via
exception is another one.
In my personal opinion, `break` is a common way to exit a loop
and the invariant must hold on `break`. While some might argue
that `goto` with a label outside the loop is special, I think
it’s not. On the other hand, exiting via exception is a different
beast. You know where you `break` and `goto`, but it’s in general
hard to foresee where an exception might end the loop prematurely
and if a failed invariant changes the thrown Exception to an
Error, that might be really unexpected. This is why I opted for
`scope(success)` and not `scope(exit)`.
More information about the dip.ideas
mailing list